Robert Lawrence Pancrazi

Dunham & Associates Investment Counsel, INC.

26 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Dunham & Associates Investment Counsel, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

26 advisors

Number of Clients

12,032 clients

Average Client Portfolio

$394K average

Assets Under Management

$4.7B

Fee Structure

Financial Planning:Investment management only

Location

6256 Greenwich Drive, Suite 550, San Diego, CA, 92122

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Dunham

January 2014 - Present · 12 yrs 1 mo

Dunham

January 2014 - Present · 12 yrs 1 mo

DunhamBroker

January 2014 - Present · 12 yrs 1 mo

Previous Registrations

Ast Investor Services LLCBroker

March 2013 - January 2014 · 10 mos

Ing Investment Management CO.

April 2008 - February 2013 · 4 yrs 10 mos

Ing Investments Distributor, LLCBroker

March 2008 - February 2013 · 4 yrs 11 mos

Nylife Distributors LLCBroker

January 2007 - March 2008 · 1 yr 2 mos

New York Life Investment Management LLC

January 2007 - March 2008 · 1 yr 2 mos

Blackrock Financial Management, INC

May 2006 - February 2007 · 9 mos

Blackrock Capital Management, INC.

October 2004 - May 2006 · 1 yr 7 mos

Blackrock Investments, INC.Broker

September 1999 - February 2007 · 7 yrs 5 mos

State Registrations8 states

CACTMAMENHNYRIVT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.