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Rosa Gonzalez

26 Years of Experience
Miami, FL
Broker

Rosa Gonzalez is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rosa owns rental property in Miami, Florida, since September 2024. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2009 - Present · 16 yrs 6 mos
Morgan StanleyBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
UBS International INC.
July 2002 - November 2009 · 7 yrs 4 mos
UBS International INC.Broker
July 2002 - November 2009 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2000 - July 2002 · 2 yrs 4 mos
State Registrations17 states
AZCACTDEFLGAILMAMDNJNYORPAPRSCSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rosa Gonzalez - Financial Advisor | TrueAdvisor