Kevin Geist is a registered investment advisor, based in Wheaton, IL, with 24 years of industry experience.
Location
214 W Willow Ave, Wheaton, IL, 60187
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kevin works as a financial professional for Schumann Financial, a DBA for investments, dedicating nearly full-time hours to this role since June 2024.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
June 2024 - Present · 2 yrs 3 mos
Cetera Investment Advisers LLC
June 2024 - Present · 2 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLC
August 2022 - May 2024 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
July 2022 - May 2024 · 1 yr 10 mos
Equitable Distributors, LLCBroker
July 2012 - February 2022 · 9 yrs 7 mos
Genworth Financial Wealth Management, INC.
November 2010 - July 2012 · 1 yr 8 mos
Capital Brokerage CorporationBroker
September 2010 - July 2012 · 1 yr 10 mos
AXA Distributors, LLCBroker
May 2008 - May 2009 · 1 yr
Sun Life Financial Distributors, INC.Broker
February 2007 - May 2008 · 1 yr 3 mos
Van Kampen Funds INC.Broker
October 2006 - January 2007 · 3 mos
Dws Scudder Distributors, INC.Broker
January 2000 - October 2006 · 6 yrs 9 mos
State Registrations12 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.