Kevin Winters is a CFP-designated registered investment advisor at Flatrock Wealth Partners LLC, based in Newport Beach, CA, with 26 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 51 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.50% |
| $15.0M - $20.0M | 0.45% |
| $20.0M - $35.0M | 0.35% |
| $35M+ | 0.35% |
Fees are negotiable for assets over $35,000,000.
Fee Estimator
Location
1301 Dove Street, Suite 910, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin works as a consultant for Pacific Investment Management Company LLC and PIMCO Investments LLC on an interim and transitional basis. He is also a co-general partner in Acqua Fria LLC, a private real estate LLC, in a passive role.
Employment History
Current Registrations
Flatrock Wealth Partners LLC
Previous Registrations
Pimco Investments LLCBroker
Allianz Global Investors Distributors LLCBroker
Alliancebernstein L.P.
Alliancebernstein Investments, INC.Broker
Tcw Investment Management CO
Tcw Brokerage ServicesBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
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