TrueAdvisor
TrueAdvisor
MB
MB

Marc Bregman

Park Avenue Securities LLC
26 Years of Experience
Greenwood Village, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Marc Bregman is a registered investment advisor at Park Avenue Securities LLC, based in Greenwood Village, CO, with 26 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6455 South Yosemite Street, Suite 425, Greenwood Village, CO, 80111

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2017
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marc sells fixed annuities, fixed life insurance, LTC, group medical, life, dental, and vision insurance through Bregman Financial & Insurance Services, Inc., dedicating about 10% of his time. He also owns rental property, is a trustee on family members' trusts, and is involved in agriculture.

Employment History
Current Registrations
Park Avenue Securities LLCBroker
March 2017 - Present · 9 yrs 7 mos
Park Avenue Securities LLC
March 2017 - Present · 9 yrs 7 mos
Park Avenue Securities LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Eagle Strategies LLC
July 2004 - February 2017 · 12 yrs 7 mos
Nylife Securities LLCBroker
April 2003 - February 2017 · 13 yrs 10 mos
Oneamerica Securities, INC.
March 2001 - April 2003 · 2 yrs 1 mo
Oneamerica Securities, INC.Broker
October 1999 - April 2003 · 3 yrs 6 mos
American United Life Insurance CompanyBroker
October 1999 - December 2001 · 2 yrs 2 mos
State Registrations21 states
AZCACOFLIDILLAMNNJNVNYOHOKORTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Greenwood Village, CO →All financial advisors in Colorado →