Marc Bregman
Marc Bregman is a registered investment advisor at Park Avenue Securities LLC, based in Greenwood Village, CO, with 26 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
6455 South Yosemite Street, Suite 425, Greenwood Village, CO, 80111
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Regulatory History (1)
Employment Separation After Allegations
January 2017Other Business ActivitiesSells Insurance
Marc sells fixed annuities, fixed life insurance, LTC, group medical, life, dental, and vision insurance through Bregman Financial & Insurance Services, Inc., dedicating about 10% of his time. He also owns rental property, is a trustee on family members' trusts, and is involved in agriculture.
Employment History
Current Registrations
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLC
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
American United Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.