John Briscoe is a registered investment advisor at Convergence Financial, based in Columbia, MO, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 2,222 clients with $700M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Convergence Financial charges an annual fee based on a percentage of the value of your investments. This fee covers ongoing analysis, consultations, portfolio construction, trading, rebalancing, account monitoring, market updates, and other communications. The fee is negotiable and typically does not exceed 1.5% annually. Some accounts may have additional platform fees.
Location
3919 S. Providence Road, Columbia, MO, 65203
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved in several business activities, including JWB2 LLC (for tax/investment purposes), Good Life Insurance Agency (selling non-variable insurance), Convergence Financial (DBA for LPL business), Convergence Financial LLC (Registered Investment Advisor), and Briscoe & Briscoe (business owner). He spends about half his time on Convergence Financial and Convergence Financial LLC, minimal time on JWB2 LLC and Briscoe & Briscoe, and a few hours per week on Good Life Insurance Agency.
Employment History
Current Registrations
Convergence Financial
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Smith Moore & CO.
Smith, Moore & CO.Broker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.