Nathaniel Poole is a registered investment advisor, based in Oaks, PA, with 18 years of industry experience.
Location
One Freedom Valley Drive, Oaks, PA, 19456
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Sei Investments Distribution CO.
June 2025 - Present · 11 mos
Sei Investments Management CORP
June 2025 - Present · 11 mos
Sei Investments Distribution CO.Broker
June 2025 - Present · 11 mos
Previous Registrations
Morningstar Investment Services LLC
August 2018 - May 2024 · 5 yrs 9 mos
Morningstar Investment Services LLCBroker
August 2018 - May 2024 · 5 yrs 9 mos
Cwm, LLC
March 2018 - April 2018 · 1 mo
Cetera Advisor Networks LLCBroker
October 2017 - May 2018 · 7 mos
Symmetry Partners
April 2017 - August 2017 · 4 mos
Jackson National Life Distributors LLCBroker
January 2013 - August 2016 · 3 yrs 7 mos
Sii Investments, INC.Broker
August 2010 - January 2013 · 2 yrs 5 mos
Jackson National Life Distributors LLCBroker
October 2005 - September 2010 · 4 yrs 11 mos
State Registrations2 states
PATX
Advisor
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Exams
No exam information available for this advisor.