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Michael Mclain

Cetera Investment Advisers LLC
53 Years of Experience
Lighthouse Point, FL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Michael Mclain is a registered investment advisor at Cetera Investment Advisers LLC, based in Lighthouse Point, FL, with 53 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

2050 E Sample Road, Lighthouse Point, FL, 33064

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History

Regulatory History (2)
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Customer Dispute
July 2018
Closed-No Action
Customer Dispute
February 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a partner in The Grand Orange, LLC, used for paying office bills and payroll, dedicating minimal time. He is also the President of the Rotary Club of Pompano Beach, spending minimal time running meetings and signing checks.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2023 - Present · 3 yrs 5 mos
Cetera Wealth Services, LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
May 2008 - May 2021 · 13 yrs
Summit Brokerage Services, INC.Broker
July 2005 - September 2019 · 14 yrs 2 mos
Wachovia Securities Financial Network, LLCBroker
January 2001 - July 2005 · 4 yrs 6 mos
Jwgenesis Securities, INC.Broker
January 1994 - January 2001 · 7 yrs
Jw Charles Securities, INC.Broker
April 1983 - January 1994 · 10 yrs 9 mos
E. F. Hutton & Company INCBroker
February 1979 - April 1983 · 4 yrs 2 mos
Dean Witter Reynolds INC.Broker
February 1978 - October 1978 · 8 mos
Reynolds Securities, INC.Broker
December 1972 - February 1978 · 5 yrs 2 mos
State Registrations11 states
AZFLGAMANCNHNJNYSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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