TrueAdvisor
TrueAdvisor
FM
FM

Fred Mcneely

Raymond James Financial Services Advisors, INC
44 Years of Experience
Northridge, CA
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Fred Mcneely is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Northridge, CA, with 44 years of industry experience. Fred is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18919 Nordhoff Street, Suite 6C, Northridge, CA, 91324

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Settled
Customer Dispute
August 2007
Denied
Customer Dispute
October 2001
Settled
Customer Dispute
June 2001
Denied
Customer Dispute
January 2001
Denied
Customer Dispute
October 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Fred owns multiple rental real estate properties, dedicating minimal time to each. He also owns Legend Wealth Management, where he works as Owner/Branch Manager for about half his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
April 2001 - May 2009 · 8 yrs 1 mo
Citigroup Global Markets INC.Broker
April 2001 - May 2009 · 8 yrs 1 mo
First Union Securities, INC.Broker
September 1990 - April 2001 · 10 yrs 7 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
December 1981 - September 1990 · 8 yrs 9 mos
State Registrations23 states
ALAZCAFLIAIDILINKYMIMOMTNENMNVOKORSCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Northridge, CA →All financial advisors in California →