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Harold Meyers

Stifel, Nicolaus & Company, Incorporated
57 Years of Experience
Los Angeles, CA
8 DisclosuresBroker
View SEC Summary
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Harold Meyers is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Los Angeles, CA, with 57 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2121 Avenue of the Stars (Fox Plaza), Suite 2100 & 2150, Los Angeles, CA, 90067

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Settled
Customer Dispute
July 2016
Denied
Customer Dispute
October 2015
Denied
Customer Dispute
September 1998
Settled
Customer Dispute
March 1996
Settled
Customer Dispute
July 1995
Settled
Regulatory
August 1994
Final
Regulatory
April 1986
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2009 - Present · 17 yrs 3 mos
Stifel, Nicolaus & Company, Incorporated
July 2009 - Present · 17 yrs 3 mos
Stifel, Nicolaus & Company, Incorporated
July 2009 - Present · 17 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - July 2009 · 1 yr 6 mos
Wells Fargo Advisors, LLC
January 2008 - July 2009 · 1 yr 6 mos
A. G. Edwards & Sons, INC.
December 2003 - January 2008 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
December 2003 - January 2008 · 4 yrs 1 mo
Wells Fargo Investments, LLCBroker
July 2001 - December 2003 · 2 yrs 5 mos
Wells Fargo Van Kasper, LLCBroker
January 1997 - July 2001 · 4 yrs 6 mos
Meyers Securities CorporationBroker
June 1995 - July 1995 · 1 mo
H.J. Meyers & CO., INC.Broker
March 1995 - December 1996 · 1 yr 9 mos
H.J. Meyers & CO., INC.Broker
February 1978 - March 1995 · 17 yrs 1 mo
Loeb PartnersBroker
January 1978 - March 1978 · 2 mos
Loeb Rhoades & CO. INC.Broker
January 1977 - January 1978 · 1 yr
Loeb, Rhoades & CO. INC.Broker
May 1974 - January 1977 · 2 yrs 8 mos
Shearson, Hammill & CO., IncorporatedBroker
March 1969 - April 1974 · 5 yrs 1 mo
State Registrations16 states
AZCACODCFLLAMAMDNHNJNVNYORTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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