William Mildren
William Mildren is a registered investment advisor at Cadent Capital Advisors, LLC, based in Tulsa, OK, with 56 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 654 clients with $790M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is negotiable.
Fee Estimator
Location
4525 East 91st Street, Tulsa, OK, 74137
Get directionsHistory
Regulatory History (4)
Regulatory
September 2013Customer Dispute
March 1999Customer Dispute
March 1993Customer Dispute
January 1990Other Business Activities
William has a passive real estate investment/rental property in Dallas, Texas since 2016. He has no responsibilities and dedicates no time to this activity, receiving roughly 5% of lease income.
Employment History
Current Registrations
Cadent Capital Advisors, LLC
Previous Registrations
B Riley Wealth Management
B. Riley Wealth ManagementBroker
Sanders Morris Harris INC.
Smh Capital Advisors, INC.
Sanders Morris Harris INC.Broker
U.S. Bancorp Piper Jaffray INC.
U.S. Bancorp Piper Jaffray INC.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
Everen Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.