Richard Moldenhauer
Richard Moldenhauer is a ChFC-designated registered investment advisor at Moldenhauer & Associates, based in Orchard Park, NY, with 53 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,152 clients with $760M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $2.5M | 0.85% |
| $2.5M+ | 0.72% |
Fees are negotiable. Maximum annual fee will not exceed 1.25%.
Fee Estimator
Location
6195 West Quaker Street, Orchard Park, NY, 14127
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Richard conducts fixed insurance sales under Moldenhauer & Associates and is part owner and president of Buffalo Business & Estate Services, Ltd (DBA Moldenhauer & Associates), which facilitates securities, advisory, and insurance businesses and owns rental property. He also owns 6195 W. Quaker, LLC, which owns the building the branch operates in.
Employment History
Current Registrations
Moldenhauer & Associates
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Ameritas Investment CORP.Broker
Carillon Investments, INC.Broker
Berkshire Equity Sales, INC.Broker
Sma Equities, INC.Broker
Penn Mutual Equity Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.