Ellis Moore is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History (2)
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Customer Dispute
August 2003Denied
Criminal
October 1999Final Disposition
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1979 - July 1993 · 14 yrs 5 mos
Sogen-Swiss International CorporationBroker
March 1977 - January 1979 · 1 yr 10 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1970 - April 1977 · 6 yrs 4 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.