CM
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Carl Morganstein
56 Years of Experience
Palm Coast, FL
2 Disclosures
Carl Morganstein is a registered investment advisor at Griffin Asset Management, LLC, based in Palm Coast, FL, with 56 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 689 clients with $1.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
689 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$1.1B
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
All fees are negotiable. Institutional clients pay different rates.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Palm Coast, FL
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2012Settled
Regulatory
March 1982Final
Employment History
Current Registrations
Griffin Asset Management, LLC
December 2018 - Present · 7 yrs 4 mos
Previous Registrations
Morgan Stanley
December 2011 - June 2018 · 6 yrs 6 mos
Morgan StanleyBroker
November 2011 - June 2018 · 6 yrs 7 mos
Janney Montgomery Scott LLC
April 2007 - December 2011 · 4 yrs 8 mos
Janney Montgomery Scott LLCBroker
April 2007 - December 2011 · 4 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2006 - April 2007 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - April 2007 · 1 yr 1 mo
Advest, INC.
March 2003 - March 2006 · 3 yrs
Advest, INC.Broker
December 1998 - March 2006 · 7 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1996 - December 1998 · 2 yrs 2 mos
Painewebber IncorporatedBroker
March 1988 - September 1996 · 8 yrs 6 mos
E. F. Hutton & Company INCBroker
January 1976 - April 1988 · 12 yrs 3 mos
Loeb Rhoades & COBroker
October 1975 - February 1976 · 4 mos
Edwards & HanlyBroker
June 1972 - November 1975 · 3 yrs 5 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
September 1969 - July 1972 · 2 yrs 10 mos
State Registrations1 state
FL
Advisor
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Exams
No exam information available for this advisor.