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JM
CFP
JM
CFP

Jerry Mosher

Mosher Financial Advisors LLC
55 Years of Experience
Lafayette, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Jerry Mosher is a CFP-designated registered investment advisor at Mosher Financial Advisors LLC, based in Lafayette, CA, with 55 years of industry experience. Jerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 290 clients.

Mosher Financial Advisors LLC
Compensation
Fixed/Hourly
Firm Size
3 advisors
Number of Clients
290 clients
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Mosher Financial Advisors does not directly manage investment portfolios. Instead, the firm recommends third-party money managers who charge their own management fees based on the value of your portfolio, typically ranging from 1% to 1.5% per year. These managers collect fees directly from your custodial account and may share a portion of the fee with Mosher Financial Advisors representatives.

View Full SEC Brochure

Location

3658 Mt. Diablo Blvd., Ste. 210, Lafayette, CA, 94549

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 1987
Final
Customer Dispute
January 1983
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jerry is a licensed individual insurance agent providing insurance services since 1976. This activity is not investment-related.

Employment History
Current Registrations
Mosher Financial Advisors LLC
February 2018 - Present · 8 yrs 8 mos
American Investors CO
March 1998 - Present · 28 yrs 7 mos
American Investors CompanyBroker
February 1975 - Present · 51 yrs 8 mos
Previous Registrations
Mosher & Ellis Financial Planning, INC.
July 1997 - July 2019 · 22 yrs
Equitec Securities COBroker
May 1973 - February 1975 · 1 yr 9 mos
Spectrum Financial Group, INC.Broker
February 1973 - June 1973 · 4 mos
Travelers Equities Sales, INC.Broker
July 1971 - September 1971 · 2 mos
Capital Securities COBroker
November 1970 - March 1973 · 2 yrs 4 mos
State Registrations2 states
CATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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