Brian Bubnis is a registered investment advisor at Morgan Stanley, based in Wyomissing, PA, with 55 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1350 Broadcasting Road, Suite 100, Wyomissing, PA, 19610
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2004Customer Dispute
August 1998Customer Dispute
October 1996Other Business Activities
Brian is a sole proprietor of Berkshire Income Properties, a real estate business, since 1981. He dedicates minimal time to this activity.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Kidder, Peabody & CO., IncorporatedBroker
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
The First Buffalo CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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