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ChFC
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ChFC

Joseph Murtagh

LPL Financial LLC
54 Years of Experience
Matthews, NC
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Murtagh is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Matthews, NC, with 54 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Matthews, NC

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2019
Final
Criminal
November 1966
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph sells life, health, long-term care, and fixed annuity insurance products, dedicating minimal time to this activity. He is also the President and 50% owner of Dream Speaker Inc, and a trustee for Joseph M. Murtagh Jr Charitable.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret Grant & CO INC
March 2020 - July 2025 · 5 yrs 4 mos
Cadaret, Grant & CO., INC.Broker
March 2020 - July 2025 · 5 yrs 4 mos
Pruco Securities CorporationBroker
May 1993 - April 1997 · 3 yrs 11 mos
Royal Alliance Associates, INC.Broker
November 1989 - February 2020 · 30 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1986 - October 1989 · 3 yrs 2 mos
Integrated Resources Equity CorporationBroker
April 1984 - November 1989 · 5 yrs 7 mos
Nathan, Lewis & Grant, INC.Broker
May 1983 - March 1984 · 10 mos
Mony Sales, INC.Broker
September 1971 - December 1982 · 11 yrs 3 mos
The Mutual Life Insurance Company of New YorkBroker
September 1971 - December 1982 · 11 yrs 3 mos
State Registrations6 states
FLNCNJNYSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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