Joseph Murtagh
Joseph Murtagh is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Matthews, NC, with 54 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Matthews, NC
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Regulatory History (2)
Regulatory
April 2019Criminal
November 1966Other Business ActivitiesSells Insurance
Joseph sells life, health, long-term care, and fixed annuity insurance products, dedicating minimal time to this activity. He is also the President and 50% owner of Dream Speaker Inc, and a trustee for Joseph M. Murtagh Jr Charitable.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Pruco Securities CorporationBroker
Royal Alliance Associates, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Integrated Resources Equity CorporationBroker
Nathan, Lewis & Grant, INC.Broker
Mony Sales, INC.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.