William Nasgovitz is a registered investment advisor, based in Milwaukee, WI, with 56 years of industry experience.
Location
790 N Water Street Suite 1200, Milwaukee, WI, 53202
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Regulatory History (10)
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Regulatory
January 2008Final
Customer Dispute
November 2005Settled
Customer Dispute
December 2002Settled
Customer Dispute
July 2001Settled
Customer Dispute
March 2001Settled
Customer Dispute
January 2001Settled
Customer Dispute
December 2000Settled
Customer Dispute
November 2000Settled
Customer Dispute
October 2000Denied
Regulatory
November 1991Final
Other Business Activities
William is the CEO of Heartland Advisors, dedicating full-time hours to investment management. He is also a Registered Representative with ALPS Distributors, Inc., also dedicating full-time hours, and a board member of the Milwaukee County War Memorial Center, dedicating minimal time.
Employment History
Current Registrations
Alps Distributors, INC.Broker
August 2007 - Present · 18 yrs 8 mos
Heartland Advisors, INC.
October 2003 - Present · 22 yrs 6 mos
Previous Registrations
Heartland Investor Services, LLCBroker
March 2003 - July 2007 · 4 yrs 4 mos
Heartland Advisors, INC.
January 2002 - October 2003 · 1 yr 9 mos
Heartland Advisors, INC.Broker
March 1992 - October 2003 · 11 yrs 7 mos
Dain Bosworth IncorporatedBroker
October 1988 - June 1992 · 3 yrs 8 mos
The Milwaukee CompanyBroker
September 1978 - October 1988 · 10 yrs 1 mo
Dean Witter Reynolds INC.Broker
February 1978 - November 1978 · 9 mos
Dean Witter & CO. IncorporatedBroker
April 1969 - February 1978 · 8 yrs 10 mos
State Registrations39 states
AKALAZCACOCTDCDEIDILINKYLAMAMDMNMOMSMTNCNENHNMNVNYOKPAPRRISCSDTNTXUTVAVirgin IslandsWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.