Frank Navario
Frank Navario is a registered investment advisor at LPL Financial LLC, based in Branford, CT, with 51 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
420 East Main Street Unit 11, Branford, CT, 06405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank owns Summit Realty Group, LLC, a real estate rental business, since 2011 and spends minimal time on it. He also operates Summit Planning Group as a DBA for his LPL business and provides financial planning and consulting services through Summit Planning Group, LLC, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Fs, INC.
Summit Asset Management, LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Ffp Securities, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Monarch Securities, INC.Broker
New England Securities CorporationBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.