HN
HN

Henry Norman

54 Years of Experience
Robersonville, NC
2 DisclosuresBroker

Henry Norman is a registered investment advisor at Wells Fargo Advisors, based in Robersonville, NC, with 54 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Robersonville, NC

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 1982
Final
Customer Dispute
January 1982
Settled
Other Business Activities

Henry is a partner in the Carson & Norman farming partnership. This activity is not investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.
April 2004 - January 2008 · 3 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
April 1990 - January 2008 · 17 yrs 9 mos
Shearson Lehman Hutton INC.Broker
May 1988 - April 1990 · 1 yr 11 mos
E. F. Hutton & Company INCBroker
March 1973 - May 1988 · 15 yrs 2 mos
R. S. Dickson, Powell, Kistler & CrawfordBroker
November 1971 - January 1974 · 2 yrs 2 mos
State Registrations8 states
CACOFLGANCNYSCSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.