Philip Oppenheimer is a registered investment advisor at Oppenheimer + Close, LLC, based in Lakeville, CT, with 10 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 127 clients with $79M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
This rate applies to debt and equity. Cash, certificates of deposit, short-term treasury issues, and money market funds are charged 0.5% per year. For held away asset management via the Pontera platform, the fee is 0.75% of assets under management. Some accounts may also be charged a 10% performance fee. Fees are negotiable in certain circumstances.
Fee Estimator
Location
17 Juniper Ledge Lane, Lakeville, CT, 06039
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Philip serves as a managing member of Oppvest, LLC, which is the general partner of 3 investment partnerships. He works as an analyst and portfolio manager for Oppvest, LLC, an investment-related business, since its founding.
Employment History
Current Registrations
Oppenheimer + Close, LLC
Previous Registrations
Oppenheimer & Close, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.