Joseph Palena is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Vancouver, WA, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16701 SE Mcgillivray Blvd #265, Vancouver, WA, 98683
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph operates The Gorge Wealth Advisors as a DBA for his LPL business. He also has a business entity, Palena Associates, Inc., for tax/investment purposes since 1971.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
D.A. Davidson & CO.Broker
D.A. Davidson & CO.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Sunset Financial Services, INC.Broker
Pnmr Securities, INC.Broker
Sunset Financial Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
Hammerbeck and Company, INC.Broker
Safeco Securities, INC.Broker
Sunset Financial Services, INC.Broker
Great Republic Securities CORPBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.