TrueAdvisor
TrueAdvisor
JP
ChFC
JP
ChFC

Joseph Palena

LPL Financial LLC
56 Years of Experience
Vancouver, WA
Broker
View SEC Summary
View SEC Summary

Joseph Palena is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Vancouver, WA, with 56 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16701 SE Mcgillivray Blvd #265, Vancouver, WA, 98683

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Joseph operates The Gorge Wealth Advisors as a DBA for his LPL business. He also has a business entity, Palena Associates, Inc., for tax/investment purposes since 1971.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2025 - Present · 1 yr 6 mos
LPL Financial LLC
April 2025 - Present · 1 yr 6 mos
Previous Registrations
D.A. Davidson & CO.Broker
October 2022 - April 2025 · 2 yrs 6 mos
D.A. Davidson & CO.
October 2022 - April 2025 · 2 yrs 6 mos
Raymond James Financial Services Advisors, INC
January 2009 - October 2022 · 13 yrs 9 mos
Raymond James Financial Services
May 2000 - January 2009 · 8 yrs 8 mos
Raymond James Financial Services, INC.Broker
April 2000 - October 2022 · 22 yrs 6 mos
Sunset Financial Services, INC.Broker
November 1992 - April 2000 · 7 yrs 5 mos
Pnmr Securities, INC.Broker
August 1991 - December 1992 · 1 yr 4 mos
Sunset Financial Services, INC.Broker
July 1983 - August 1991 · 8 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
June 1983 - August 1983 · 2 mos
Hammerbeck and Company, INC.Broker
March 1981 - July 1983 · 2 yrs 4 mos
Safeco Securities, INC.Broker
August 1976 - May 1981 · 4 yrs 9 mos
Sunset Financial Services, INC.Broker
March 1971 - September 1976 · 5 yrs 6 mos
Great Republic Securities CORPBroker
July 1970 - March 1971 · 8 mos
State Registrations4 states
AZMTORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Vancouver, WA →All financial advisors in Washington →