RP
CFA
RP
CFA

Roger Bruce Palley

21 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
1,377 clients
Average Client Portfolio
$4.0M average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.00%
$3.0M - $5.0M0.75%
$5M+0.50%

Equity and Balanced Accounts Program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

18101 Von Karman Ave, Suite 700, Irvine, CA, 92612-1051

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
First Foundation Advisors
March 2011 - Present · 14 yrs 11 mos
Previous Registrations
Neuberger Berman LLC
October 2002 - November 2009 · 7 yrs 1 mo
Wells Fargo Investments, LLC
September 2002 - November 2002 · 2 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.
Roger Bruce Palley - Financial Advisor | TrueAdvisor