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Alan Pareira

Florida Atlantic Securities CORP.
56 Years of Experience
Miami, FL
5 DisclosuresBroker
View SEC Summary
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Alan Pareira is a registered investment advisor at Florida Atlantic Securities CORP., based in Miami, FL, with 56 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 50 clients with $590M in assets under management.

Florida Atlantic Securities CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
50 clients
Average Client Portfolio
$11.8M average
Assets Under Management
$590.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees range between 0.25% and 2.00% annually based on the assets managed and the agreement. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9130 South Dadeland Blvd, Suite 1628, Miami, FL, 33156

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1991
Award / Judgment
Regulatory
July 1976
Final
Customer Dispute
June 1976
Settled
Regulatory
May 1976
Final
Regulatory
February 1975
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Florida Atlantic Securities CORP.
December 2011 - Present · 14 yrs 10 mos
Florida Atlantic Securities CORP.Broker
September 1997 - Present · 29 yrs 1 mo
Previous Registrations
First Equity Corporation of FloridaBroker
December 1969 - September 1997 · 27 yrs 9 mos
State Registrations6 states
ALCTDCFLGANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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