AP
AP

Alan Pareira

56 Years of Experience
Miami, FL
5 DisclosuresBroker

Alan Pareira is a registered investment advisor at Florida Atlantic Securities CORP., based in Miami, FL, with 56 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 42 clients with $100M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
42 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$101.6M

Fee Structure

Investment management only (planning not offered)

Florida Atlantic Securities Corp. (FASC) offers discretionary investment management services where they manage your investments for you. The annual management fee is a percentage of the value of your account, calculated at the end of each quarter. The exact fee is negotiable. You can end the service at any time with written notice, and you'll only be charged for the services you've already received. FASC may also receive commissions as a broker-dealer, but may reduce advisory fees to offset commissions.

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Location

9130 South Dadeland Blvd, Suite 1628, Miami, FL, 33156

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1991
Award / Judgment
Regulatory
July 1976
Final
Customer Dispute
June 1976
Settled
Regulatory
May 1976
Final
Regulatory
February 1975
Final
Employment History
Current Registrations
Florida Atlantic Securities CORP.
December 2011 - Present · 14 yrs 5 mos
Florida Atlantic Securities CORP.Broker
September 1997 - Present · 28 yrs 8 mos
Previous Registrations
First Equity Corporation of FloridaBroker
December 1969 - September 1997 · 27 yrs 9 mos
State Registrations6 states
ALCTDCFLGANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.