Richard Parker
Richard Parker is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 56 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
320 Park Avenue, Fl 14, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard owns rental real estate properties in Brooklyn, NY, dedicating a few hours per week to these activities. He also co-owns a small, inactive antique business with his wife, also dedicating a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Becker Paribas IncorporatedBroker
Shearson/american Express INC.Broker
Becker Securities IncorporatedBroker
Faulkner, Dawkins & Sullivan INC.Broker
Oppenheimer & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations23 states
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