PP
PP

Paul Patterson

34 Years of Experience
Rock Hill, SC

Paul Patterson is a registered investment advisor, based in Rock Hill, SC, with 34 years of industry experience.

Location

Rock Hill, SC

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Previous Registrations
First Advisors National, LLC
January 2013 - December 2025 · 12 yrs 11 mos
Cherry Investment Advisors, LTD.
July 2011 - December 2012 · 1 yr 5 mos
Braswell Wealth Management LLC
February 2011 - December 2011 · 10 mos
Mariner Financial Services, INC.Broker
August 1993 - December 1993 · 4 mos
Investech Capital CorporationBroker
May 1992 - July 1993 · 1 yr 2 mos
Retirement Investment GroupBroker
July 1990 - April 1992 · 1 yr 9 mos
Capital Investment Group, INC.Broker
February 1990 - July 1990 · 5 mos
First Montauk Securities CORP.Broker
November 1989 - December 1989 · 1 mo
Securities Group of North AmericaBroker
April 1987 - February 1988 · 10 mos
Planvest Capital CorporationBroker
July 1986 - February 1987 · 7 mos
Investors Brokerage Services, INC.Broker
September 1985 - December 1986 · 1 yr 3 mos
Pilot Financial Services, INC.Broker
October 1982 - October 1986 · 4 yrs
Fsc Securities CorporationBroker
February 1981 - December 1981 · 10 mos
Lowry Financial Services CorporationBroker
November 1979 - February 1981 · 1 yr 3 mos
Titan Capital CorporationBroker
September 1979 - December 1979 · 3 mos
Cornerstone Financial Services, INC.Broker
June 1978 - August 1979 · 1 yr 2 mos
E. F. Hutton & Company INCBroker
November 1975 - June 1978 · 2 yrs 7 mos
Continental Pacific Capital CorporationBroker
October 1974 - November 1975 · 1 yr 1 mo
Shearson, Hammill & CO., IncorporatedBroker
March 1974 - June 1974 · 3 mos
John L. Hawkins & CO., INC.Broker
November 1973 - February 1974 · 3 mos
Reynolds Securities, INC.Broker
June 1973 - December 1973 · 6 mos
Consolidated Securities CORPBroker
August 1970 - July 1973 · 2 yrs 11 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.