Tony Penzone is a registered investment advisor at Morgan Stanley, based in Dublin, OH, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
545 Metro Place South, Suite 300, Dublin, OH, 43017
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Regulatory History (10)
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Customer Dispute
August 2007Denied
Customer Dispute
April 2005Denied
Customer Dispute
May 2003Settled
Customer Dispute
February 2003Closed-No Action
Customer Dispute
October 2002Settled
Customer Dispute
October 2002Closed-No Action
Customer Dispute
June 2002Settled
Customer Dispute
February 2002Settled
Customer Dispute
December 1992Settled
Customer Dispute
December 1983Settled
Employment History
Current Registrations
Morgan Stanley
September 2017 - Present · 8 yrs 8 mos
Morgan StanleyBroker
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1988 - September 2017 · 28 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - September 2017 · 39 yrs
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
April 1972 - September 1978 · 6 yrs 5 mos
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.