AP
AP
Arnold Peskin is a registered investment advisor at Morgan Stanley, based in Yardley, PA, with 56 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
777 Township Line Road, Suite 301, Yardley, PA, 19067
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2014Final
Customer Dispute
June 1999Settled
Customer Dispute
June 1999Settled
Regulatory
March 1999Final
Regulatory
August 1998Final
Customer Dispute
January 1994Settled
Other Business Activities
Arnold serves as a trustee for the Peskin Family Foundation Trust, assisting in selecting students for tuition assistance and providing financial advice. This activity requires minimal time.
Employment History
Current Registrations
Morgan Stanley
February 2011 - Present · 15 yrs 3 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1987 - February 2006 · 18 yrs 3 mos
Legg Mason Masten INC.Broker
October 1987 - November 1987 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
December 1985 - October 1987 · 1 yr 10 mos
Collings Legg Mason, INC.Broker
March 1969 - May 1985 · 16 yrs 2 mos
State Registrations37 states
AZCACOCTDCDEFLGAIDILINKSKYLAMAMDMEMIMNNCNHNJNMNVNYOHOKORPARISCTXVAVTWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.