Stephen Ponichtera is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 54 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2002 - June 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1979 - July 1993 · 13 yrs 10 mos
Loeb PartnersBroker
January 1978 - September 1979 · 1 yr 8 mos
Loeb Rhoades & CO. INC.Broker
January 1977 - January 1978 · 1 yr
Loeb, Rhoades & CO. INC.Broker
October 1975 - January 1977 · 1 yr 3 mos
Edwards & HanlyBroker
May 1974 - November 1975 · 1 yr 6 mos
Christian-Paine & CO., INCBroker
December 1972 - September 1975 · 2 yrs 9 mos
Carlton-Cambrige & CO INCBroker
November 1971 - January 1973 · 1 yr 2 mos
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.