DP
DP

David Posner

63 Years of Experience
Morristown, NJ
Broker

David Posner is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 63 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

340 Mount Kemble Avenue, Morristown, NJ, 07960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is the executor of an estate since 2030, spending minimal time outside of business hours on this activity. This activity is investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1977 - July 1993 · 15 yrs 8 mos
Shearson Hayden Stone INC.Broker
November 1976 - November 1977 · 1 yr
Shearson Hayden Stone INC.Broker
November 1974 - November 1976 · 2 yrs
Hayden Stone INC.Broker
May 1971 - November 1974 · 3 yrs 6 mos
Bache & CO IncorporatedBroker
August 1962 - June 1971 · 8 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.