Roy Potts
Roy Potts is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Deland, FL, with 57 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
211 East Rich Ave, Deland, FL, 32724
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roy is the owner and president of Roy V. Potts, a support company related to his financial advisor practice. He dedicates a few hours per week to managing this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
World Invest CorporationBroker
Global Investor Securities, INC.Broker
Potts Financial CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.