TrueAdvisor
TrueAdvisor
GR
GR

George Register

Register Financial Advisors, LLC
57 Years of Experience
Atlanta, GA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

George Register is a registered investment advisor at Register Financial Advisors, LLC, based in Atlanta, GA, with 57 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 433 clients with $490M in assets under management.

Register Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
433 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$488.5M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $500K2.00%
$500K - $1.0M1.80%
$1.0M - $2.0M1.50%
$2M+1.50%

Fees are negotiable for accounts above $2,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3500 Lenox Road, Suite 1700, Atlanta, GA, 30326

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Closed-No Action
Regulatory
June 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George is the CEO of Register Capital Investments LLC, managing a small cap portfolio of stocks. This activity, which involves reviewing, trading, and managing the account, takes a few hours per week.

Employment History
Current Registrations
Register Financial Advisors, LLC
July 2012 - Present · 13 yrs 10 mos
Register Financial Associates, INC.Broker
September 1992 - Present · 33 yrs 8 mos
Previous Registrations
Reagan Securities, INC.Broker
February 2012 - December 2013 · 1 yr 10 mos
Sage Southeastern Securities, INC.Broker
October 2007 - April 2010 · 2 yrs 6 mos
Register & Akers Capital Advisors LLCBroker
July 2002 - September 2003 · 1 yr 2 mos
Register & Akers Capital Advisors LLCBroker
December 2001 - March 2002 · 3 mos
Register & Akers Capital Advisors LLCBroker
February 2000 - December 2001 · 1 yr 10 mos
Register & Akers Equities, INC.Broker
November 1999 - February 2000 · 3 mos
Attkisson, Carter and Associates, IncorporatedBroker
January 1991 - October 1992 · 1 yr 9 mos
Equitable Securities CorporationBroker
March 1989 - January 1991 · 1 yr 10 mos
Marshall & CO. Securities, INC.Broker
November 1986 - April 1989 · 2 yrs 5 mos
Blackstock & CO., INC.Broker
February 1985 - December 1986 · 1 yr 10 mos
Bear, Stearns & CO.Broker
January 1977 - December 1984 · 7 yrs 11 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
September 1971 - January 1977 · 5 yrs 4 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1968 - September 1971 · 3 yrs 6 mos
State Registrations16 states
ALCACODCFLGALAMAMDNCNDNJNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Atlanta, GA →All financial advisors in Georgia →
George Register - Financial Advisor | TrueAdvisor