Phillip Richards
Phillip Richards is a registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 56 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2701 University Avenue Se, Minneapolis, MN, 55414-3238
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Phillip is an author, a board member for multiple organizations, and has ownership in several businesses and rental properties. He also owns businesses involved in fixed insurance sales, dedicating minimal time to these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Cri Securities, LLC
Marathon Advisors, INC
Securian Financial Services, INC.Broker
Consolidated Resources, INC.Broker
Cri Securities, LLCBroker
Consolidated Resources, INC.Broker
Fdi Securities, INC.Broker
The Minnesota Mutual Life Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
North Star Equities CompanyBroker
The Minnesota Mutual Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.