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Henry Richter

Worthington Wealth Management
55 Years of Experience
Worthington, OH
1 Disclosure
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Henry Richter is a registered investment advisor at Worthington Wealth Management, based in Worthington, OH, with 55 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Investment Management, Retirement Planning. Their firm serves 336 clients with $150M in assets under management.

Worthington Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
336 clients
Average Client Portfolio
$457K average
Assets Under Management
$153.7M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2% of assets under management. Fees are charged quarterly in advance and are negotiable in individual cases.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

57 East Wilson Bridge Road, Suite 300, Worthington, OH, 43085

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Worthington Wealth Management
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
June 2017 - May 2021 · 3 yrs 11 mos
Benjamin F. Edwards & Company, INC.Broker
June 2017 - May 2021 · 3 yrs 11 mos
Morgan Stanley
June 2009 - September 2016 · 7 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2016 · 7 yrs 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1999 - April 2007 · 7 yrs 9 mos
Morgan Stanley Dw INC.Broker
February 1978 - April 2007 · 29 yrs 2 mos
Dean Witter & CO. IncorporatedBroker
May 1976 - February 1978 · 1 yr 9 mos
The Ohio CompanyBroker
January 1971 - May 1976 · 5 yrs 4 mos
State Registrations1 state
OH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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