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Nicholaus Richters
55 Years of Experience
Lincoln, NE
1 DisclosureBroker
Nicholaus Richters is a registered investment advisor at Morgan Stanley, based in Lincoln, NE, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1248 O Street, Suite 1100, Lincoln, NE, 68508
Get directionsHistory
Regulatory History (1)
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Regulatory
January 2019Final
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
June 1992 - April 2007 · 14 yrs 10 mos
Warner Group, INC.Broker
October 1985 - July 1992 · 6 yrs 9 mos
Shearson Lehman Brothers INC.Broker
November 1977 - September 1985 · 7 yrs 10 mos
Shearson Hayden Stone INC.Broker
December 1976 - November 1977 · 11 mos
Shearson Hayden Stone INC.Broker
November 1976 - December 1976 · 1 mo
Lamson Bros. & CO.Broker
February 1971 - November 1976 · 5 yrs 9 mos
State Registrations12 states
ALAZCOFLIAILKSMONEORTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.