Herman Rij
Herman Rij is a registered investment advisor at Quadrant Private Wealth Management, LLC, based in Center Valley, PA, with 56 years of industry experience. Herman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 834 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $6.0M | 0.80% |
| $6M+ | 0.60% |
Fees may be negotiable. Assets allocated to 3rd Party Managers or Quadrant Enhanced Equity Strategy may be charged up to 2.00%.
Fee Estimator
Location
3850 Sierra Circle, Ste 300, Center Valley, PA, 18034
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2003Other Business Activities
Herman serves as an advisory board member and subcommittee member for the Diocese of Allentown, providing financial advice and oversight, dedicating a few hours per week. He also works full-time as an IAR for Quadrant Private Wealth Management, LLC, managing client wealth, and is a board member for Friends of the Bethlehem Mounted Police, spending minimal time on this.
Employment History
Current Registrations
Quadrant Private Wealth Management, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Quadrant Private Wealth, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Warren W. York & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
Andrew T Love Assoc., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.