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John Calamos

Calamos Wealth Management LLC
54 Years of Experience
Naperville, IL
2 DisclosuresBroker
View SEC Summary
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John Calamos is a registered investment advisor at Calamos Wealth Management LLC, based in Naperville, IL, with 54 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 4,308 clients with $5.5B in assets under management.

Calamos Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
4,308 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$5.5B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.25%
$2.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Rates shown are for the Wealth Advisory Program. The Calamos Managed Mutual Fund Program uses a separate lower schedule ranging from 0.20% to 0.50%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2020 Calamos Court, Naperville, IL, 60563-2787

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Settled
Regulatory
October 1996
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is a member of the Board of Trustees for the Illinois Institute of Technology since 2014, spending minimal time per month. He is also a member of the Investment Committee for The FAITH Endowment since 2013, dedicating minimal time per month to reviewing investment strategy and performance.

Employment History
Current Registrations
Calamos Wealth Management LLC
January 2015 - Present · 11 yrs 9 mos
Calamos Advisors LLC
January 2015 - Present · 11 yrs 9 mos
Calamos Financial Services LLCBroker
July 1987 - Present · 39 yrs 3 mos
Previous Registrations
Calamos Advisors LLC
March 1993 - January 2015 · 21 yrs 10 mos
Noddings, Calamos and Associates, INC.Broker
June 1977 - September 1987 · 10 yrs 3 mos
Woolard & Company IncorporatedBroker
June 1976 - July 1977 · 1 yr 1 mo
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
October 1975 - July 1976 · 9 mos
Bache & CO IncorporatedBroker
October 1974 - October 1975 · 1 yr
Loeb Rhoades & COBroker
March 1974 - November 1974 · 8 mos
Dupont Walston, IncorporatedBroker
July 1973 - May 1974 · 10 mos
Dupont Glore Forgan IncorporatedBroker
December 1971 - April 1976 · 4 yrs 4 mos
State Registrations44 states
ARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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