RC
RC

Roger Camp

52 Years of Experience
White Plains, NY
Broker

Roger Camp is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in White Plains, NY, with 52 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

360 Hamilton Ave, White Plains, NY, 10601

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Roger receives payments for mineral rights for oil drilling from several companies, a role he has held since 2014. This activity takes about half of his time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1984 - Present · 42 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - Present · 48 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
June 1974 - September 1978 · 4 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
April 1973 - June 1973 · 2 mos
Drexel Firestone IncorporatedBroker
February 1973 - July 1973 · 5 mos
State Registrations30 states
ALAZCACOCTDCDEFLGAIDILLAMAMDMEMINCNHNJNMNYOHORPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.