Iris Destephen is a registered investment advisor, based in Miami, FL, with 26 years of industry experience.
Location
200 S. Biscayne Blvd Suite 500, Miami, FL, 33131
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009Denied
Customer Dispute
July 2007Denied
Other Business Activities
Iris owns rental real estate properties since 2008 and 2011, and is a partner in Fasarde LLC since 2020. She is also an officer (CEO) of PGW Advisors and Providence Global Wealth LLC, both support companies; all activities require minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.
October 2021 - Present · 4 yrs 7 mos
Raymond James Financial Services Advisors, INC
October 2021 - Present · 4 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2000 - November 2021 · 21 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
October 2000 - November 2021 · 21 yrs 1 mo
First Union Brokerage Services, INC.Broker
October 1999 - October 2000 · 1 yr
State Registrations15 states
CACTFLGAMANJNVNYOHORPATXVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.