ID
ID

Iris Destephen

26 Years of Experience
Miami, FL
2 DisclosuresBroker

Iris Destephen is a registered investment advisor, based in Miami, FL, with 26 years of industry experience.

Location

200 S. Biscayne Blvd Suite 500, Miami, FL, 33131

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Denied
Customer Dispute
July 2007
Denied
Other Business Activities

Iris owns rental real estate properties since 2008 and 2011, and is a partner in Fasarde LLC since 2020. She is also an officer (CEO) of PGW Advisors and Providence Global Wealth LLC, both support companies; all activities require minimal time.

Employment History
Current Registrations
Raymond James Financial Services, INC.
October 2021 - Present · 4 yrs 7 mos
Raymond James Financial Services Advisors, INC
October 2021 - Present · 4 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2000 - November 2021 · 21 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
October 2000 - November 2021 · 21 yrs 1 mo
First Union Brokerage Services, INC.Broker
October 1999 - October 2000 · 1 yr
State Registrations15 states
CACTFLGAMANJNVNYOHORPATXVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.