Anne Smith is a registered investment advisor at Morgan Stanley, based in Hudson, OH, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
36 East Streetsboro Street, Hudson, OH, 44236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Charles Schwab & CO., INC.
January 2008 - November 2008 · 10 mos
Charles Schwab & CO., INC.Broker
January 2008 - November 2008 · 10 mos
A. G. Edwards & Sons, INC.Broker
October 2001 - November 2007 · 6 yrs 1 mo
Primevest Financial Services, INC.Broker
September 1999 - December 2000 · 1 yr 3 mos
State Registrations35 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.