Tracy Baker
Tracy Baker is a registered investment advisor at Cetera Investment Advisers LLC, based in Fall River, MA, with 26 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
982 Eastern Ave, Fall River, MA, 02723
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tracy sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating full-time hours to this activity. Tracy also owns rental real estate and is an office manager and financial representative for J. Marshall Associates, which involves insurance sales and bookkeeping, taking about 10-20% of her time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Eastern Point Advisors INC.
New England Securities Corporation
New England SecuritiesBroker
State Registrations27 states
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