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Christopher Davis

LPL Financial LLC
26 Years of Experience
Altoona, PA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Christopher Davis is a registered investment advisor at LPL Financial LLC, based in Altoona, PA, with 26 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

503 East Plank Road, Altoona, PA, 16602

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2017
Settled
Financial
May 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher is an agent for non-variable insurance products, including fixed life, fixed annuity, health, and medicare supplements, dedicating about 10-20% of his time. He also works full-time for Northwest Investment Services as a DBA for LPL business.

Employment History
Current Registrations
LPL Financial LLC
December 2020 - Present · 5 yrs 10 mos
LPL Financial LLC
August 2017 - Present · 9 yrs 2 mos
LPL Financial LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Cetera Investment Services LLCBroker
February 2014 - July 2017 · 3 yrs 5 mos
LPL Financial LLCBroker
March 2009 - February 2014 · 4 yrs 11 mos
Invest Financial CorporationBroker
April 2005 - March 2009 · 3 yrs 11 mos
Pruco Securities, LLC.Broker
September 1999 - January 2005 · 5 yrs 4 mos
State Registrations5 states
FLKYMDPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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