Sean Whalen is a CFP-designated registered investment advisor, based in South Natick, MA, with 24 years of industry experience.
Location
8 Pleasant St, 2B, South Natick, MA, 01760
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is a Vice President at Asset Strategy Financial Group, focusing on insurance-related activities, and a financial consultant/director of business development at Asset Strategy Advisors, dedicating about half of his time to the latter. He also engages in various other activities, including owning rental property, serving as treasurer for a youth hockey club, working as a licensed insurance producer, and being a partial owner of Asset Strategy Holdings, LLC, and involved in marketing/publishing for Asset Strategy Innovation Group, LLC, each requiring minimal time.
Employment History
Current Registrations
Dai Securities, LLCBroker
Strategic Wealth Management LLC
Previous Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
Concorde Investment Services, LLCBroker
Triad Advisors LLCBroker
Asset Strategy Advisors, LLC
Radius Capital Management, LLC
Santander Securities
Santander Securities LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Ifmg Securities, INC.Broker
Morgan Stanley Dw INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations21 states
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