Katya Thompson-Cantu
Katya Thompson-Cantu is a registered investment advisor at Ameriprise Financial Services, LLC, based in Live Oak, TX, with 25 years of industry experience. Katya operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1 IKEA-RBFCU Pkwy, Live Oak, TX, 78233-2792
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katya works as a financial advisor for Randolph Brooks FCU, spending about a third of her time there. She also works as a freelance musician, dedicating about 10-20% of her time to this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Bbva Compass Investment Solutions, INCBroker
Advisors Asset Management, INC.Broker
Advisors Asset Management, INC.
Wamu Investments, INC.
Wamu Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
USAA Investment Management Company
USAA Investment Management CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.