Thomas Philipp
Thomas Philipp is a CFP, ChFC-designated registered investment advisor at Geneos Wealth Management, INC., based in Coppell, TX, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 14,112 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Geneos offers investment management services where representatives continuously monitor your account and make trades when necessary. This is offered under the VIP program, where you pay transaction charges separately, and the VIP Ultra and Axiom wrap fee programs, where advisory and transaction services are bundled into one fee. The annual fee ranges from 0.00% to 2.50% of your portfolio, with a minimum fee of 0.50%. Fees and fee structures vary by representative. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50%, 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable.
Location
713 Main Street, Coppell, TX, 75019
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2006Customer Dispute
January 2005Other Business ActivitiesSells Insurance
Thomas operates under Professional Wealth Management Group and is an independent representative with various insurance carriers for fixed insurance business. He also owns Professional Planning Group Inc, PPG MGMT LLC (rental income), A&T Philipp LLC (owner/manager), Lake Travis Condo LLC, and is a registered agent to Texas LLCs.
Employment History
Current Registrations
Geneos Wealth Management, INC.Broker
Geneos Wealth Management, INC.
Previous Registrations
Hornor, Townsend & Kent, INC.Broker
Hornor, Townsend & Kent, INC.
New England Securities Corporation
New England SecuritiesBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.