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TP
CFP · ChFC
TP
CFP · ChFC

Thomas Philipp

Geneos Wealth Management, INC.
27 Years of Experience
Coppell, TX
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Philipp is a CFP, ChFC-designated registered investment advisor at Geneos Wealth Management, INC., based in Coppell, TX, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 21,668 clients with $9.2B in assets under management.

Geneos Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
228 advisors
Number of Clients
21,668 clients
Average Client Portfolio
$425K average
Assets Under Management
$9.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual management fees are negotiated between you and your representative, ranging from 0.00% to 2.50%. The firm specifies a minimum account fee floor of 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

713 Main Street, Coppell, TX, 75019

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006
Denied
Customer Dispute
January 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas operates under Professional Wealth Management Group and is an independent representative with various insurance carriers for fixed insurance business. He also owns Professional Planning Group Inc, PPG MGMT LLC (rental income), A&T Philipp LLC (owner/manager), Lake Travis Condo LLC, and is a registered agent to Texas LLCs.

Employment History
Current Registrations
Geneos Wealth Management, INC.Broker
June 2013 - Present · 13 yrs 4 mos
Geneos Wealth Management, INC.
June 2013 - Present · 13 yrs 4 mos
Previous Registrations
Hornor, Townsend & Kent, INC.Broker
August 2004 - July 2013 · 8 yrs 11 mos
Hornor, Townsend & Kent, INC.
August 2004 - July 2013 · 8 yrs 11 mos
New England Securities Corporation
January 2002 - August 2004 · 2 yrs 7 mos
New England SecuritiesBroker
September 2001 - August 2004 · 2 yrs 11 mos
Metlife Securities INC.Broker
September 1999 - September 2001 · 2 yrs
Metropolitan Life Insurance CompanyBroker
September 1999 - September 2001 · 2 yrs
State Registrations12 states
COFLGAILKSKYLAMDMOSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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