Dean Wong is a registered investment advisor, based in Los Angeles, CA, with 26 years of industry experience.
Location
1440 N. Alta Vista Blvd., #301, Los Angeles, CA, 90046
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dean is a CPA and sole proprietor of a tax preparation and accounting business since 1990. He spends about 10-20% of his time preparing tax returns and consulting on tax matters.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
October 2006 - September 2025 · 18 yrs 11 mos
Avantax Investment Services, INC.Broker
December 1999 - September 2025 · 25 yrs 9 mos
State Registrations4 states
CAFLKSPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.