RB
RB

Richard Butler

26 Years of Experience
Mequon, WI
Broker

Richard Butler is a registered investment advisor at Morgan Stanley, based in Mequon, WI, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

11501 North Port Washington, Mequon, WI, 53092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is the Treasurer-Finance Chairman for Columbia St Mary's Foundation, a non-profit foundation. He spends minimal time per week running quarterly meetings and reviewing investment performance and financials.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2004 - April 2007 · 3 yrs 1 mo
Morgan Stanley Dw INC.Broker
September 1999 - April 2007 · 7 yrs 7 mos
State Registrations28 states
AZCACOCTFLGAIAILINKYMAMDMIMNMTNCNJNVNYOHOKORTNTXVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Butler - Financial Advisor | TrueAdvisor