Tanya Nichols is a CFP-designated registered investment advisor at Align Financial, LLC, based in Hermantown, MN, with 23 years of industry experience. Tanya operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 188 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Align Financial offers comprehensive advisory services under various fee schedules depending on the client relationship, service level, account structure, and legacy affiliation. Clients may be subject to different maximum fees, minimum fees, billing structures, or other terms based on whether they are legacy Agile Retirement Management clients, Align clients, or transitioned clients with previously agreed upon arrangements. The maximum client fee will not exceed 1.75%.
Location
4960 Miller Trunk Hwy, #600, Hermantown, MN, 55811
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tanya is the proprietor/owner of Limitless Adviser Coaching, where she provides consulting services to other financial advisors. This activity takes minimal time.
Employment History
Current Registrations
Align Financial, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Piper Jaffray & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.