Daryl Spirka is a CFP-designated registered investment advisor at Williams Financial, LLC, based in North Bennington, VT, with 20 years of industry experience. Daryl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 251 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Williams Financial offers several investment management options:
- Integrated Wealth Management: Includes financial planning, investment management, tax and estate planning, and ongoing advice. Fees range from 0.70% to 1.35% of your portfolio annually.
- Professional Investment Management: Investment management and advice only. Fees range from 0.60% to 1.35% of your portfolio annually.
- Williams Digital Portfolios: Investment management with limited client interaction, primarily digital. The fee is 1.00% of your portfolio annually.
For Integrated Wealth Management and Professional Investment Management, there's a $500,000 minimum investment. For accounts under $500,000, a minimum quarterly fee of $1,500 applies.
Contact
Daryl Spirka
Location
12 Main Street, North Bennington, VT, 05257
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daryl is the sole proprietor and 100% owner of Passion 4 Sports, a sporting goods store in Wilmington, VT, since 2004. This non-investment related activity takes a few hours per week.
Employment History
Current Registrations
Williams Financial, LLC
Previous Registrations
1st Global Advisors INC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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