John Surace is a registered investment advisor, based in Hauppauge, NY, with 26 years of industry experience.
Location
1300 Veterans Memorial Hwy, Suite 120, Hauppauge, NY, 11788
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the President of S&P Associates of LI, Inc., offering financial planning services, dedicating nearly full-time hours to this role. He also sells insurance products, including fixed life insurance, through multiple agencies and companies, spending a few hours per week on these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Equitable Advisors, LLCBroker
Signator Investors, INC.Broker
Park Avenue Securities LLCBroker
Signator Investors, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations23 states
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